FINRA / SEC-Regulated Institutions
Privacy governance, vendor oversight, and audit readiness for broker-dealers, RIAs, and wealth managers.
Workflow and regulatory mapping available on Professional and Enterprise plans
View plansComplianceGov unifies data privacy safeguards, cybersecurity workflows, AI risk assessments, and audit remediation project tracking into one operational platform. Protect your organization, secure sensitive cross-border payloads, and resolve regulatory gaps without the enterprise price tag.
Spreadsheets, shared folders, and last minute scrambles cannot stand up to a real audit, or a real incident.
Policies, evidence, and contracts spread across drives, inboxes, and shared folders.
Last minute scrambles for evidence that should have been organized all year.
No version history, no acknowledgments, no clear ownership.
Unclear who owns what and who completed which training.
No central place to report, triage, or close incidents with audit trails.
Audit findings linger because remediation status is never tracked in one place.
Renewals, reviews, and risk ratings live in someone's spreadsheet.
Certifications expire silently and attestations go uncollected.
Each module is built for privacy and compliance operators, and works seamlessly with the others.
Report, triage, and escalate privacy and cybersecurity incidents with complete audit trails and evidence.
Version controlled policy library with acknowledgments and renewal reminders.
Assign trainings, capture attestations, and track certifications by team.
Evidence vault, remediation tracking, and audit preparation dashboards.
Organized, searchable repository for every governance artifact.
Vendor directory with risk ratings, renewals, and annual review workflows.
Approved AI tools, attestations, and governance review workflows.
ComplianceGov replaces fragmented tools and spreadsheets with a single operational system built for privacy, compliance, legal, and governance leaders.
Search by keyword or filter by regulation to see the exact compliance workflow we map to each industry.
Note: CCPA/CPRA is included by default. All other state privacy laws (CPA, VCDPA, CTDPA, UCPA, TDPSA, OCPA, and others) are not pre-mapped · they are added per customer request as part of customization.
Privacy governance, vendor oversight, and audit readiness for broker-dealers, RIAs, and wealth managers.
Workflow and regulatory mapping available on Professional and Enterprise plans
View plansPHI safeguards, breach response, and workforce attestations for hospitals, clinics, and digital health.
Workflow and regulatory mapping available on Professional and Enterprise plans
View plansMember and customer data safeguards, cyber incident reporting, and examiner readiness for NCUA-chartered credit unions and community banks supervised by the FDIC, OCC, or Federal Reserve.
Workflow and regulatory mapping available on Professional and Enterprise plans
View plansCard-network rules, AML and sanctions screening, and consumer protections for payment platforms and fintech startups.
Workflow and regulatory mapping available on Professional and Enterprise plans
View plansRemittance operators handling US-outbound and inbound flows across multiple jurisdictions and currency corridors.
Workflow and regulatory mapping available on Professional and Enterprise plans
View plansCross-border payment, savings, and merchant tools serving US-based diaspora customers and Ghana-based merchants and beneficiaries.
Workflow and regulatory mapping available on Professional and Enterprise plans
View plansEducation record controls and GLBA Safeguards program oversight for registrars and financial aid offices.
Workflow and regulatory mapping available on Professional and Enterprise plans
View plansLean privacy and donor data governance for boards, grant programs, and small operations teams.
Workflow and regulatory mapping available on Professional and Enterprise plans
View plansClient confidentiality, vendor accountability, and engagement-level document control.
Workflow and regulatory mapping available on Professional and Enterprise plans
View plansLive visibility into compliance overview, incident trends, policy completion, audit readiness scoring, vendor reviews, AI governance activity, and your full compliance calendar, all in one executive view.
All plans include audit trails, role based access, and unlimited documentation storage.
Save 10% annually
For small organizations formalizing privacy and cybersecurity compliance operations.
Up to 25 users
Data Privacy Sandbox
Project Tracking
Risk Management
SEC Reg S-P and S-ID compliance framework
Policy management
Documentation center
Email support
Guided onboarding begins within 24 to 48 hours.
For growing organizations managing privacy governance, cybersecurity compliance workflows, and audit readiness.
Everything in Starter
Remediation Tracker
HIPAA compliance framework
FERPA and GLBA compliance framework
NCUA compliance framework
Advanced reporting
Compliance dashboards
Onboarding assistance
Implementation support and workflow setup included.
For regulated organizations requiring advanced privacy and cybersecurity compliance management.
Everything in Professional
Multi location support
Executive reporting
Workflow customization
Implementation consulting
Dedicated onboarding support
Enterprise permissions
Custom onboarding and governance workflow design.
| Feature | Starter | Professional | Enterprise |
|---|---|---|---|
| Users included | Up to 25 | Up to 100 | Unlimited |
| Data Privacy Sandbox | Included | Included | Included |
| Remediation Tracker | Not included | Included | Included |
| Project Tracking | Included | Included | Included |
| Risk Management | Included | Included | Included |
| SEC Reg S-P / S-ID | Included | Included | Included |
| Policy Management | Included | Included | Included |
| Documentation Center | Included | Included | Included |
| HIPAA framework | Not included | Included | Included |
| FERPA / GLBA framework | Not included | Included | Included |
| NCUA framework | Not included | Included | Included |
| Advanced reporting | Not included | Included | Included |
| Compliance dashboards | Not included | Included | Included |
| Multi-location support | Not included | Not included | Included |
| Executive reporting | Not included | Not included | Included |
| Workflow customization | Not included | Not included | Included |
| Enterprise permissions | Not included | Not included | Included |
| Support | Email + onboarding assistance | Dedicated support | |
| Onboarding | Guided (24 to 48 hrs) | Implementation support | Custom onboarding + consulting |
Want to share this with your team?
Download plan comparison PDFDetailed answers about Starter, Professional, and Enterprise features, plus how Data Privacy Sandbox and Remediation Tracker access is provisioned.
See how ComplianceGov fits your organization in a 30-minute walk-through tailored to your industry, frameworks, and current compliance priorities.
Common questions about billing, annual pricing, and implementation support for ComplianceGov.
ComplianceGov combines powerful software with guided onboarding to help organizations operationalize privacy and cybersecurity compliance efficiently and confidently.
Review organizational workflows, governance structure, and compliance priorities.
Configure dashboards, workflows, documentation categories, and accountability tracking.
Provide guided onboarding for administrators and organizational users.
Launch operational workflows with ongoing support and governance visibility.
Answers to common questions about organizational compliance management, governance workflows, audit readiness, and operational oversight.
Join 800+ privacy and compliance teams who replaced spreadsheets with ComplianceGov.
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